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[Laws in effect as of January 27, 1998]
[Document not affected by Public Laws enacted between
January 27, 1998 and January 5, 1999]
[CITE: 5USC551]
TITLE 5--GOVERNMENT ORGANIZATION AND EMPLOYEES
PART I--THE AGENCIES GENERALLY
CHAPTER 5--ADMINISTRATIVE PROCEDURE
SUBCHAPTER II--ADMINISTRATIVE PROCEDURE
Sec. 551. Definitions
For the purpose of this subchapter--
(1) ``agency'' means each authority of the Government of the
United States, whether or not it is within or subject to review by
another agency, but does not include--
(A) the Congress;
(B) the courts of the United States;
(C) the governments of the territories or possessions of the
United States;
(D) the government of the District of Columbia;
or except as to the requirements of section 552 of this title--
(E) agencies composed of representatives of the parties or
of representatives of organizations of the parties to the
disputes determined by them;
(F) courts martial and military commissions;
(G) military authority exercised in the field in time of war
or in occupied territory; or
(H) functions conferred by sections 1738, 1739, 1743, and
1744 of title 12; chapter 2 of title 41; subchapter II of
chapter 471 of title 49; or sections 1884, 1891-1902, and former
section 1641(b)(2), of title 50, appendix;
(2) ``person'' includes an individual, partnership, corporation,
association, or public or private organization other than an agency;
(3) ``party'' includes a person or agency named or admitted as a
party, or properly seeking and entitled as of right to be admitted
as a party, in an agency proceeding, and a person or agency admitted
by an agency as a party for limited purposes;
(4) ``rule'' means the whole or a part of an agency statement of
general or particular applicability and future effect designed to
implement, interpret, or prescribe law or policy or describing the
organization, procedure, or practice requirements of an agency and
includes the approval or prescription for the future of rates,
wages, corporate or financial structures or reorganizations thereof,
prices, facilities, appliances, services or allowances therefor or
of valuations, costs, or accounting, or practices bearing on any of
the foregoing;
(5) ``rule making'' means agency process for formulating,
amending, or repealing a rule;
(6) ``order'' means the whole or a part of a final disposition,
whether affirmative, negative, injunctive, or declaratory in form,
of an agency in a matter other than rule making but including
licensing;
(7) ``adjudication'' means agency process for the formulation of
an order;
(8) ``license'' includes the whole or a part of an agency
permit, certificate, approval, registration, charter, membership,
statutory exemption or other form of permission;
(9) ``licensing'' includes agency process respecting the grant,
renewal, denial, revocation, suspension, annulment, withdrawal,
limitation, amendment, modification, or conditioning of a license;
(10) ``sanction'' includes the whole or a part of an agency--
(A) prohibition, requirement, limitation, or other condition
affecting the freedom of a person;
(B) withholding of relief;
(C) imposition of penalty or fine;
(D) destruction, taking, seizure, or withholding of
property;
(E) assessment of damages, reimbursement, restitution,
compensation, costs, charges, or fees;
(F) requirement, revocation, or suspension of a license; or
(G) taking other compulsory or restrictive action;
(11) ``relief'' includes the whole or a part of an agency--
(A) grant of money, assistance, license, authority,
exemption, exception, privilege, or remedy;
(B) recognition of a claim, right, immunity, privilege,
exemption, or exception; or
(C) taking of other action on the application or petition
of, and beneficial to, a person;
(12) ``agency proceeding'' means an agency process as defined by
paragraphs (5), (7), and (9) of this section;
(13) ``agency action'' includes the whole or a part of an agency
rule, order, license, sanction, relief, or the equivalent or denial
thereof, or failure to act; and
(14) ``ex parte communication'' means an oral or written
communication not on the public record with respect to which
reasonable prior notice to all parties is not given, but it shall
not include requests for status reports on any matter or proceeding
covered by this subchapter.
(Pub. L. 89-554, Sept. 6, 1966, 80 Stat. 381; Pub. L. 94-409, Sec. 4(b),
Sept. 13, 1976, 90 Stat. 1247; Pub. L. 103-272, Sec. 5(a), July 5, 1994,
108 Stat. 1373.)
Historical and Revision Notes
------------------------------------------------------------------------
Revised Statutes and
Derivation U.S. Code Statutes at Large
------------------------------------------------------------------------
(1)................ 5 U.S.C. 1001(a). June 11, 1946, ch.
324, Sec. 2(a), 60
Stat. 237.
............................ Aug. 8, 1946, ch.
870, Sec. 302, 60
Stat. 918.
............................ Aug. 10, 1946, ch.
951, Sec. 601, 60
Stat. 993.
............................ Mar. 31, 1947, ch.
30, Sec. 6(a), 61
Stat. 37.
............................ June 30, 1947, ch.
163, Sec. 210, 61
Stat. 201.
............................ Mar. 30, 1948, ch.
161, Sec. 301, 62
Stat. 99.
(2)-(13)........... 5 U.S.C. 1001 (less (a)). June 11, 1946, ch.
324, Sec. 2 (less
(a)), 60 Stat. 237.
------------------------------------------------------------------------
In paragraph (1), the sentence ``Nothing in this Act shall be
construed to repeal delegations of authority as provided by law,'' is
omitted as surplusage since there is nothing in the Act which could
reasonably be so construed.
In paragraph (1)(G), the words ``or naval'' are omitted as included
in ``military''.
In paragraph (1)(H), the words ``functions which by law expire on
the termination of present hostilities, within any fixed period
thereafter, or before July 1, 1947'' are omitted as executed. Reference
to the ``Selective Training and Service Act of 1940'' is omitted as that
Act expired Mar. 31, 1947. Reference to the ``Sugar Control Extension
Act of 1947'' is omitted as that Act expired on Mar. 31, 1948.
References to the ``Housing and Rent Act of 1947, as amended'' and the
``Veterans' Emergency Housing Act of 1946'' have been consolidated as
they are related. The reference to former section 1641(b)(2) of title
50, appendix, is retained notwithstanding its repeal by Sec. 111(a)(1)
of the Act of Sept. 21, 1961, Pub. L. 87-256, 75 Stat. 538, since
Sec. 111(c) of the Act provides that a reference in other Acts to a
provision of law repealed by Sec. 111(a) shall be considered to be a
reference to the appropriate provisions of Pub. L. 87-256.
In paragraph (2), the words ``of any character'' are omitted as
surplusage.
In paragraph (3), the words ``and a person or agency admitted by an
agency as a party for limited purposes'' are substituted for ``but
nothing herein shall be construed to prevent an agency from admitting
any person or agency as a party for limited purposes''.
In paragraph (9), a comma is supplied between the words
``limitation'' and ``amendment'' to correct an editorial error of
omission.
In paragraph (10)(C), the words ``of any form'' are omitted as
surplusage.
Standard changes are made to conform with the definitions applicable
and the style of this title as outlined in the preface to the report.
Codification
Section 551 of former Title 5, Executive Departments and Government
Officers and Employees, was transferred to section 2242 of Title 7,
Agriculture.
Amendments
1994--Par. (1)(H). Pub. L. 103-272 substituted ``subchapter II of
chapter 471 of title 49; or sections'' for ``or sections 1622,''.
1976--Par. (14). Pub. L. 94-409 added par. (14).
Effective Date of 1976 Amendment
Amendment by Pub. L. 94-409 effective 180 days after Sept. 13, 1976,
see section 6 of Pub. L. 94-409, set out as an Effective Date note under
section 552b of this title.
Section Referred to in Other Sections
This section is referred to in sections 500, 504, 552, 562, 571,
592, 595, 601, 701, 804, 3344, 3348 of this title; title 2 sections 501,
502, 658, 1602; title 7 section 6997; title 15 sections 78d-1, 78w, 632,
637c, 766, 2053, 3412, 3416; title 16 section 470w; title 22 sections
3731, 6033; title 26 sections 6103, 9041; title 30 sections 185, 956;
title 31 sections 3901, 6101, 7501; title 41 section 422; title 42
sections 2231, 2992c, 6107, 6241, 6393, 7191, 8259, 8262, 8287c, 11317,
11504; title 46 sections 7702, 9303; title 47 sections 155, 409; title
49 sections 106, 11324; title 50 App. sections 2159, 2412.